-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IuEfGuKH1zcAvv7b7T3xp7Fvo+Yv6OpawNQhv3gUaiVkeBo+HSzG/s2W0q/E8ev6 qvA899CrRYp1MaFv0Zzjfg== 0000950135-98-006306.txt : 19981221 0000950135-98-006306.hdr.sgml : 19981221 ACCESSION NUMBER: 0000950135-98-006306 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981218 GROUP MEMBERS: EISEN WILLIAM J AGENT FOR THE BLIND GROUP MEMBERS: JOSEPH O'DONNELL INVESTMENT RETIREMENT ACCOUNT GROUP MEMBERS: KATHERINE O'DONNELL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-50205 FILM NUMBER: 98772057 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EISEN WILLIAM J AGENT FOR THE BLIND CENTRAL INDEX KEY: 0001036803 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 SC 13D/A 1 UNIFY CORP. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 4) Unify Corp. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 904743101000 - -------------------------------------------------------------------------------- (CUSIP Number) Kenneth A. Korb, Esq. Perkins, Smith & Cohen, LLP, One Beacon Street, Boston, MA 02108 (617) 854-4000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 10, 1998 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) 2 CUSIP No. 904743101000 Page 2 of 8 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Katherine O'Donnell - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X --- (b) --- - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A (securities sold) - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) --- - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES ---------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION 3 CUSIP No. 904743101000 Page 3 of 8 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON William J. Eisen, Agent for the Blind Trust u/d/t dated 3/26/93, Katherine O'Donnell, as Settlor (hereinafter the "Blind Trust") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X --- (b) --- - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO --- ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Organized under the laws of the Cook Islands, South Pacific - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 100,000 SHARES ---------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON 100,000 WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 100,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.19% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION 4 CUSIP No. 904743101000 Page 4 of 8 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joseph J. O'Donnell Investment Retirement Account - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X --- (b) --- - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A (securities sold) - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO --- ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES ---------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION 5 CUSIP No. 904743101000 Page 5 of 8 SCHEDULE 13D ITEM 1. SECURITY AND ISSUER Class of Securities: Common Stock Unify Corp. 181 Metro Drive, Suite 300 San Jose, CA 95110 ITEM 2. IDENTITY AND BACKGROUND (a) Name: Katherine O'Donnell William J. Eisen, Agent for The Blind Trust u/d/t 3/26/93 Joseph J. O'Donnell Investment Retirement Account (b) Residence or business address: Katherine O'Donnell 15 Clairmont Road, Belmont, MA 02178 William J. Eisen, Agent for The Blind Trust u/d/t 3/26/93 ("The Blind Trust") c/o Lourie & Cutler, P.C., 60 State Street, Boston, MA 02109 Joseph J. O'Donnell Investment Retirement Account 15 Clairmont Road, Belmont, MA 02178 (c) Katherine O'Donnell: housewife Joseph O'Donnell: business executive (d) Not applicable to any member of the group. (e) Not applicable to any member of the group. (f) U.S. for each reporting person other than The Blind Trust which was organized under the laws of the Cook Islands, South Pacific. 6 CUSIP No. 904743101000 Page 6 of 8 SCHEDULE 13D ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Katherine O'Donnell: N/A (securities sold). The Blind Trust: $247,152.50; source of funds is personal and not borrowed or otherwise obtained; securities were acquired by purchase. Joseph J. O'Donnell Investment Retirement Account: N/A (securities sold) ITEM 4. PURPOSE OF TRANSACTION The purpose of the transactions for each reporting person was solely for investment. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) Katherine O'Donnell aggregate number of shares: 0 percentage of class of securities: 0 The Blind Trust aggregate number of shares: 100,000 percentage of class of securities: 1.19% Joseph J. O'Donnell Investment Retirement Account aggregate number of shares: 0 percentage of class of securities: 0 (b) Katherine O'Donnell Sole voting power: 0 Shared voting power: 0 Sole dispositive power: 0 Shared dispositive power: 0 The Blind Trust Sole voting power: 100,000 Shared voting power: 0 Sole dispositive power: 100,000 Shared dispositive power: 0 Joseph J. O'Donnell Investment Retirement Account Sole voting power: 0 Shared voting power: 0 Sole dispositive power: 0 Shared dispositive power: 0 7 CUSIP No. 904743101000 Page 7 of 8 SCHEDULE 13D (c) Katherine O'Donnell: 4,600 shares The Blind Trust: 412,150 shares Joseph J. O'Donnell Investment Retirement Account: 400 shares (d) No other person has such rights other than the respective reporting person. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER The reporting persons are members of a family and its legal affiliates who have no arrangement or other understanding among them, with respect to the securities of the issuer, other than to make an investment in such securities. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Not applicable. NOTE: Please see the copy of Agency Agreement dated August 16, 1994, which was submitted as an Exhibit with the original paper filing of Schedule 13D, on or about February 21, 1997, and is incorporated herein by this reference, as evidence of the authority of the agent to sign this statement on behalf of The Blind Trust. 8 CUSIP No. 904743101000 Page 8 of 8 SCHEDULE 13D SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 17, 1998 /S/ Katherine O'Donnell ------------------------------------ Signature Name/Title: Katherine O'Donnell The Blind Trust u/d/t dated 3/26/93 Date: December 16, 1998 /S/ William J. Eisen ------------------------------------ Signature Name/Title: William J. Eisen, Agent Date: December 17, 1998 /S/ Joseph J. O'Donnell ------------------------------------ Signature Name/Title: Joseph J. O'Donnell IRA -----END PRIVACY-ENHANCED MESSAGE-----